Axis V is for reporting the
clinician's judgment of the individual's overall
level of functioning. This information is useful
in planning treatment and measuring its impact,
and in predicting outcome.
The reporting of overall
functioning on Axis V can be done using the
Global Assessment of Functioning (GAF) Scale.
The GAF Scale may be particularly useful in
tracking the clinical progress of individuals in
global terms, using a single measure. The GAF
Scale is to be rated with respect only to
psychological, social, and occupational
functioning. The instructions specify, "Do not
include impairment in functioning due to
physical (or environmental) limitations."
The GAF scale is divided
into 10 ranges of functioning. Making a GAF
rating involves picking a single value that best
reflects the individual's overall level of
functioning. The description of each 10-point
range in the GAF scale has two components: the
first part covers symptom severity, and the
second part covers functioning. The GAF rating
is within a particular decile if either the
symptom severity or the level
of functioning falls within the range. For
example, the first part of the range 41–50
describes "serious symptoms (e.g., suicidal
ideation, severe obsessional rituals, frequent
shoplifting)" and the second part includes "any
serious impairment in social, occupational, or
school functioning (e.g., no friends, unable to
keep a job)." It should be noted that in
situations where the individual's symptom
severity and level of functioning are
discordant, the final GAF rating always reflects
the worse of the two. For example, the GAF
rating for an individual who is a significant
danger to self but is otherwise functioning well
would be below 20. Similarly, the GAF rating for
an individual with minimal psychological
symptomatology but significant impairment in
functioning (e.g., an individual whose excessive
preoccupation with substance use has resulted in
loss of job and friends but no other
psychopathology) would be 40 or lower.
In most instances, ratings
on the GAF Scale should be for the current
period (i.e., the level of functioning at the
time of the evaluation) because ratings of
current functioning will generally reflect the
need for treatment or care. In order to account
for day-to-day variability in functioning, the
GAF rating for the "current period" is sometimes
operationalized as the lowest level of
functioning for the past week. In some settings,
it may be useful to note the GAF Scale rating
both at time of admission and at time of
discharge. The GAF Scale may also be rated for
other time periods (e.g., the highest level
of functioning for at least a few months during
the past year). The GAF Scale is reported on
Axis V as follows: "GAF = ," followed by the GAF
rating from 0 to 100, followed by the time
period reflected by the rating in
parentheses—for example, "(current),""(highest
level in past year),""(at discharge)." (See
examples in Examples
of How to Record Results of a DSM-IV Multiaxial
Evaluation.)
In order to ensure that no
elements of the GAF scale are overlooked when a
GAF rating is being made, the following method
for determining a GAF rating may be
applied:
|
STEP
1: Starting at the top level, evaluate each
range by asking "is either the
individual's symptom severity OR level of
functioning worse than what is indicated in the
range description?" |
 |
|
STEP
2: Keep moving down the scale until the
range that best matches the individual's symptom
severity OR the level of functioning is reached,
whichever is worse. |
 |
|
STEP
3: Look at the next lower range as a
double-check against having stopped prematurely.
This range should be too severe on both
symptom severity and level of
functioning. If it is, the appropriate range has
been reached (continue with step 4). If not, go
back to step 2 and continue moving down the
scale. |
 |
|
STEP
4: To determine the specific GAF rating
within the selected 10-point range, consider
whether the individual is functioning at the
higher or lower end of the 10-point range. For
example, consider an individual who hears voices
that do not influence his behavior (e.g.,
someone with long-standing Schizophrenia who
accepts his hallucinations as part of his
illness). If the voices occur relatively
infrequently (once a week or less), a
rating of 39 or 40 might be most appropriate. In
contrast, if the individual hears voices almost
continuously, a rating of 31 or 32 would be more
appropriate. |
 |
In some settings, it may be
useful to assess social and occupational
disability and to track progress in
rehabilitation independent of the severity of
the psychological symptoms. For this purpose, a
proposed Social and Occupational Functioning
Assessment Scale (SOFAS) (see Social
and Occupational Functioning Assessment Scale
[SOFAS]) is included in Appendix
B. Two additional proposed scales that may
be useful in some settings—the Global Assessment
of Relational Functioning (GARF) Scale (see Global
Assessment of Relational Functioning (GARF)
Scale) and the Defensive Functioning Scale
(see Defensive
Functioning Scale)—are also included in Appendix
B.